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JS+A 2006 Year End Tax Tips
 

Happy holidays everyone!

This is the time of the year for mulled cider, mulled wine and mulling over year end tax maneuvers. While you are enjoying your spicy brews, consider these as well. As always, this is general advice. If you are a client of John Schachter + Associates, please call or email us with any questions you may have about how these tips could apply to you.

All the best

John


PUSHING AND PULLING
Almost all individual taxpayers are cash basis. That means they report income when they receive it, and take deductions when they pay them. Therefore, the most common and effective way to manage tax bills is to manage the timing of income and deductions. You can push income into next year by slowing down collections or billing of business fees. You can also choose to sell gain-making investments in the new year. Hiding your Christmas bonus in a drawer till New Year's won't work, however: the IRS counts income as received when you have control of it. But if your company pays its bonus in January, that should accomplish this goal.

You can pull expenses and deductions into this year by paying them by year end. An expense is generally considered "paid" when you mail the check that pays it - even if the check hasn't cleared by year end. If you charge deductible items on a credit card, the deduction counts as of the day the charge posts to your statement NOT when you pay the credit card bill. That means you could buy a computer for your business on Dec 29 and take its cost off this year's taxes, even though the bill hasn't come by year end. It also means you could make charitable contributions on a credit card and take them this year.


If you pay estimated taxes to your state, and if you itemize deductions on your Form 1040, then consider doing the final installment by December 31 - don't wait till next January 15th. That's because state taxes can be deductions on your federal tax return. WARNING: This won't help if you are subject to the dreaded Alternative Minimum Tax (AMT). Under the AMT, state taxes paid do not count as deductions, so you might as well wait till January. A couple quick ways to see if you are subject to AMT: Check last year's tax return. If Line 45 of Form 1040 shows a balance, you owed AMT last year and are likely to owe it again this year if your income and deductions are similar. For more sophisticated queries, IRS has a calculator at irs.gov. Search on their home page for "AMT Assistant".

This pushing and pulling can be really effective. It makes sense for most people but NOT if you think next year's taxes will be worse than this year's. If you expect much more money next year than this, you would do better to take the income now, in your "poor" year, and pay expenses next year, when you are "richer".

MORE ABOUT AMT
If you are subject to Alternative Minimum Tax, certain deductions are not allowed. Others are. Some "good" deductions generally allowed for both regular and AMT purposes include:

Mortgage interest on up to two homes
Charitable contributions
Most business expenses of a self employed person or partner
Most rental expenses of a landlord
Investment interest expense


But these important deductions are not allowed, so paying them won't help your federal tax bill:

State and local taxes
Unreimbursed business expenses of an employee
Home equity loan interest - unless the loan was used to fix up your residence


A quick tip for everyone that's especially salient for AMT payers: since employee business expenses are not allowed under AMT, and are limited for regular taxes by various rules, and self-employed business expenses ARE allowed, with looser limits, it might be time to start a sideline trade. You could generate useful contacts, experience and income while getting the benefit of legitimate deductions that might otherwise be lost.


CONVERT AND SAVE
If you have money in a traditional IRA, consider converting some or all of it to a Roth IRA. You will probably have to pay taxes on the money as it comes out of the traditional account. But your money can grow tax free forever in the Roth - and there are other, taxpayer-friendly attributes of Roths that add even more to their appeal.

Of course, you need to reserve enough cash to pay the taxes that would be due on the conversion. And not everyone can convert in 2006: your Adjusted Gross Income, not counting the Roth conversion and a few other relatively rare items, cannot exceed $100,000 and you cannot be married and filing a separate return.

Still, the benefits can be quite large over time. And you can manage the current tax bill by converting some this year, and some in later years.

The point is, to make such a conversion for 2006, you have to move the money by December 31. Special tax rules allow you to undo the conversion later without penalty if you realize after the fact that you shouldn't or couldn't have done so.


WHO LET THE DOGS OUT?
Review your investments. Do you have dogs lurking in your taxable accounts? If so, consider selling by year end to offset any capital gains you may have had. If your capital losses exceed your gains, up to $3,000 of loss can be applied to your ordinary income - this can save lots of money. Net capital losses of more than $3,000 get carried into the next year, where they can be used to offset capital gains or, if the losses are large enough, ordinary income as well.

Beware the "wash sale" rule: basically, if you sell at a loss, and buy that same stock, bond or mutual fund within 30 days before or after the loss-making sale, the IRS will not allow you take the loss in the year of the sale. So if a stock is down and you really like it, consider selling to take a tax loss. Then, either wait 30 days to buy it back, or replace it with a different investment in the same asset class or sector.



AFTER THE CHAMPAGNE IS GONE
You can still do things to help your tax hangover long after any New Year's Eve headache has faded. You can contribute to traditional or Roth IRA accounts up to April 15, 2007 and still take any allowable deduction on your 2006 tax return. If you own a business, its retirement plan can often take deductions for contributions made right up till September or October of next year, if the business files an extension request. If you need to pay estimated taxes, you can send in money up till January 15 and limit or avoid estimated tax penalties. And, probably, most importantly, you can do a thorough job pulling together records for the year that just ended, so you don't overlook valuable deductions - or fail to report income that the IRS could later charge you penalties for missing. This year, charity receipts are going to be especially valuable as new rules require more documentation. But make sure you have 1099 forms, mortgage interest statements, W2 forms, and gain/loss statements from brokers, and that your files include all bank and credit card statements where deductions could be lurking.


AT YOUR SERVICE
Please remember that all of us at JS+A like talking about and working with taxes and accounting problems. If you have questions or need help, shoot us an email or give a call.

And here's to a happy, healthy and prosperous 2007!


PS We will be MOVING IN JANUARY to fabulous Newbury Street! Watch for more information on this in the coming weeks.

 

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Last revised: 11/10/04